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John Roberts

NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337. 

SUPREME COURT OF THE UNITED STATES 

Syllabus 

MCCUTCHEON ET AL. v. FEDERAL ELECTION COMMISSION 

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA 

No. 12鈥536. Argued October 8, 2013鈥擠ecided April 2, 2014

The right to participate in democracy through political contributions is protected by the First Amendment, but that right is not absolute. Congress may regulate campaign contributions to protect against corruption or the appearance of corruption. See, e.g., Buckley v. Valeo, 424 U.S. 1, 26鈥27. It may not, however, regulate contributions simply to reduce the amount of money in politics, or to restrict the political participation of some in order to enhance the relative influence of others. See, e.g., Arizona Free Enterprise Club鈥檚 Freedom Club PAC v. Bennett, 564 U. S. ___, ___.

The Federal Election Campaign Act of 1971 (FECA), as amended by the Bipartisan Campaign Reform Act of 2002 (BCRA), imposes two types of limits on campaign contributions. Base limits restrict how much money a donor may contribute to a particular candidate or committee while aggregate limits restrict how much money a donor may contribute in total to all candidates or committees. 2 U. S. C. 搂441a.

In the 2011鈥2012 election cycle, appellant McCutcheon contributed to 16 different federal candidates, complying with the base limits applicable to each. He alleges that the aggregate limits prevented him from contributing to 12 additional candidates and to a number of noncandidate political committees. He also alleges that he wishes to make similar contributions in the future, all within the base limits. McCutcheon and appellant Republican National Committee filed a complaint before a three-judge District Court, asserting that the aggregate limits were unconstitutional under the First Amendment. The District Court denied their motion for a preliminary injunction and granted the Government鈥檚 motion to dismiss. Assuming that the base limits appropriately served the Government鈥檚 anticorruption interest, the District Court concluded that the aggregate limits survived First Amendment scrutiny because they prevented evasion of the base limits.

Held: The judgment is reversed, and the case is remanded.

893 F. Supp. 2d 133, reversed and remanded.

Chief Justice Roberts, joined by Justice Scalia, Justice Kennedy, and Justice Alito, concluded that the aggregate limits are invalid under the First Amendment. Pp. 7鈥40.

(a) Appellants鈥 substantial First Amendment challenge to the current system of aggregate limits merits plenary consideration. Pp. 7鈥14.

(1) In Buckley, this Court evaluated the constitutionality of the original contribution and expenditure limits in FECA. Buckley distinguished the two types of limits based on the degree to which each encroaches upon protected First Amendment interests. It subjected expenditure limits to 鈥渢he exacting scrutiny applicable to limitations on core First Amendment rights of political expression.鈥 424 U. S., at 44鈥45. But it concluded that contribution limits impose a lesser restraint on political speech and thus applied a lesser but still 鈥渞igorous standard of review,鈥 id., at 29, under which such limits 鈥渕ay be sustained if the State demonstrates a sufficiently important interest and employs means closely drawn to avoid unnecessary abridgement of associational freedoms,鈥 id., at 25. Because the Court found that the primary purpose of FECA鈥攑reventing quid pro quo corruption and its appearance鈥攚as a 鈥渟ufficiently important鈥 governmental interest, id., at 26鈥27, it upheld the base limit under the 鈥渃losely drawn鈥 test, id., at 29. After doing so, the Court devoted only one paragraph of its 139-page opinion to the aggregate limit then in place under FECA, noting that the provision 鈥渉a[d] not been separately addressed at length by the parties.鈥 Id., at 38. It concluded that the aggregate limit served to prevent circumvention of the base limit and was 鈥渘o more than a corollary鈥 of that limit. Id., at 38. Pp. 7鈥9.

(2) There is no need in this case to revisit Buckley鈥檚 distinction between contributions and expenditures and the corresponding distinction in standards of review. Regardless whether strict scrutiny or the 鈥渃losely drawn鈥 test applies, the analysis turns on the fit between the stated governmental objective and the means selected to achieve that objective. Here, given the substantial mismatch between the Government鈥檚 stated objective and the means selected to achieve it, the aggregate limits fail even under the 鈥渃losely drawn鈥 test.

Buckley鈥檚 ultimate conclusion about the constitutionality of the aggregate limit in place under FECA does not control here. Buckley spent just three sentences analyzing that limit, which had not been separately addressed by the parties. Appellants here, by contrast, have directly challenged the aggregate limits in place under BCRA, a different statutory regime whose limits operate against a distinct legal backdrop. Most notably, statutory safeguards against circumvention have been considerably strengthened since Buckley. The 1976 FECA Amendments added another layer of base limits鈥攃apping contributions from individuals to political committees鈥攁nd an antiproliferation rule prohibiting donors from creating or controlling multiple affiliated political committees. Since Buckley, the Federal Election Commission has also enacted an intricate regulatory scheme that further limits the opportunities for circumvention of the base limits through 鈥渦nearmarked contributions to political committees likely to contribute鈥 to a particular candidate. 424 U. S., at 38. In addition to accounting for such statutory and regulatory changes, appellants raise distinct legal arguments not considered in Buckley, including an overbreadth challenge to the aggregate limit. Pp. 10鈥14.

(b) Significant First Amendment interests are implicated here. Contributing money to a candidate is an exercise of an individual鈥檚 right to participate in the electoral process through both political expression and political association. A restriction on how many candidates and committees an individual may support is hardly a 鈥渕odest restraint鈥 on those rights. The Government may no more restrict how many candidates or causes a donor may support than it may tell a newspaper how many candidates it may endorse. In its simplest terms, the aggregate limits prohibit an individual from fully contributing to the primary and general election campaigns of ten or more candidates, even if all contributions fall within the base limits. And it is no response to say that the individual can simply contribute less than the base limits permit: To require one person to contribute at lower levels because he wants to support more candidates or causes is to penalize that individual for 鈥渞obustly exercis[ing]鈥 his First Amendment rights. Davis v. Federal Election Comm鈥檔, 554 U.S. 724, 739.

In assessing the First Amendment interests at stake, the proper focus is on an individual鈥檚 right to engage in political speech, not a collective conception of the public good. The whole point of the First Amendment is to protect individual speech that the majority might prefer to restrict, or that legislators or judges might not view as useful to the democratic process. Pp. 14鈥18.

(c) The aggregate limits do not further the permissible governmental interest in preventing quid pro quo corruption or its appearance. Pp. 18鈥36.

(1) This Court has identified only one legitimate governmental interest for restricting campaign finances: preventing corruption or the appearance of corruption. See Davis, supra, at 741. Moreover, the only type of corruption that Congress may target is quid pro quo corruption. Spending large sums of money in connection with elections, but not in connection with an effort to control the exercise of an officeholder鈥檚 official duties, does not give rise to quid pro quo corruption. Nor does the possibility that an individual who spends large sums may garner 鈥渋nfluence over or access to鈥 elected officials or political parties. Citizens United v. Federal Election Comm鈥檔, 558 U.S. 310, 359. The line between quid pro quo corruption and general influence must be respected in order to safeguard basic First Amendment rights, and the Court must 鈥渆rr on the side of protecting political speech rather than suppressing it.鈥 Federal Election Comm鈥檔 v. Wisconsin Right to Life, 551 U.S. 449, 457 (opinion of Roberts, C. J.). Pp. 18鈥21.

(2) The Government argues that the aggregate limits further the permissible objective of preventing quid pro quo corruption. The difficulty is that once the aggregate limits kick in, they ban all contributions of any amount, even though Congress鈥檚 selection of a base limit indicates its belief that contributions beneath that amount do not create a cognizable risk of corruption. The Government must thus defend the aggregate limits by demonstrating that they prevent circumvention of the base limits, a function they do not serve in any meaningful way. Given the statutes and regulations currently in effect, Buckley鈥檚 fear that an individual might 鈥渃ontribute massive amounts of money to a particular candidate through . . . unearmarked contributions鈥 to entities likely to support the candidate, 424 U. S., at 38, is far too speculative. Even accepting Buckley鈥檚 circumvention theory, it is hard to see how a candidate today could receive 鈥渕assive amounts of money鈥 that could be traced back to a particular donor uninhibited by the aggregate limits. The Government鈥檚 scenarios offered in support of that possibility are either illegal under current campaign finance laws or implausible. Pp. 21鈥30.

(3) The aggregate limits also violate the First Amendment because they are not 鈥渃losely drawn to avoid unnecessary abridgment of associational freedoms.鈥 Buckley, supra, at 25. The Government argues that the aggregate limits prevent an individual from giving to too many initial recipients who might then recontribute a donation, but experience suggests that the vast majority of contributions are retained and spent by their recipients. And the Government has provided no reason to believe that candidates or party committees would dramatically shift their priorities if the aggregate limits were lifted. The indiscriminate ban on all contributions above the aggregate limits is thus disproportionate to the Government鈥檚 interest in preventing circumvention.

Importantly, there are multiple alternatives available to Congress that would serve the Government鈥檚 interest in preventing circumvention while avoiding 鈥渦nnecessary abridgment鈥 of First Amendment rights. Buckley, supra, at 25. Such alternatives might include targeted restrictions on transfers among candidates and political committees, or tighter earmarking rules. Transfers, after all, are the key to the Government鈥檚 concern about circumvention, but they can be addressed without such a direct and broad interference with First Amendment rights. Pp. 30鈥35.

(4) Disclosure of contributions also reduces the potential for abuse of the campaign finance system. Disclosure requirements, which are justified by 鈥渁 governmental interest in 鈥榩rovid[ing] the electorate with information鈥 about the sources of election-related spending,鈥 Citizens United, supra, at 367, may deter corruption 鈥渂y exposing large contributions and expenditures to the light of publicity,鈥 Buckley, supra at 67. Disclosure requirements may burden speech, but they often represent a less restrictive alternative to flat bans on certain types or quantities of speech. Particularly with modern technology, disclosure now offers more robust protections against corruption than it did when Buckley was decided. Pp. 35鈥36.

(d) The Government offers an additional rationale for the aggregate limits, arguing that the opportunity for corruption exists whenever a legislator is given a large check, even if the check consists of contributions within the base limits to be divided among numerous candidates or committees. That rationale dangerously broadens the circumscribed definition of quid pro quo corruption articulated in prior cases. Buckley confined its analysis to the possibility that 鈥渕assive amounts of money鈥 could be funneled to a particular candidate in excess of the base limits. 424 U. S., at 38. Recasting as corruption a donor鈥檚 widely distributed support for a political party would dramatically expand government regulation of the political process. And though the Government suggests that solicitation of large contributions poses the corruption danger, the aggregate limits are not limited to any direct solicitation by an officeholder or candidate. Pp. 36鈥39.

Justice Thomas agreed that the aggregate limits are invalid under the First Amendment, but would overrule Buckley v. Valeo, 424 U.S. 1, and subject BCRA鈥檚 aggregate limits to strict scrutiny, which they would surely fail. Buckley鈥檚 鈥渁nalytic foundation . . . was tenuous from the very beginning and has only continued to erode in the intervening years.鈥 Nixon v. Shrink Missouri Government PAC, 528 U.S. 377, 412 (Thomas, J., dissenting). Contributions and expenditures are simply 鈥渢wo sides of the same First Amendment coin,鈥 and this Court鈥檚 efforts to distinguish the two have produced mere 鈥渨ord games鈥 rather than any cognizable constitutional law principle. Buckley, supra, at 241, 244 (Burger, C. J., concurring in part and dissenting in part). Pp. 1鈥5.

Roberts, C. J., announced the judgment of the Court and delivered an opinion, in which Scalia, Kennedy, and Alito, JJ., joined. Thomas, J., filed an opinion concurring in the judgment. Breyer, J., filed a dissenting opinion, in which Ginsburg, Sotomayor, and Kagan, JJ., joined.

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